Table of Contents

Comparative Law and Regulation

Comparative Law and Regulation

Understanding the Global Regulatory Process

Research Handbooks in Comparative Law series

Edited by Francesca Bignami and David Zaring

Governance by regulation – rules propounded and enforced by bureaucracies – is taking a growing share of the sum total of governance. Once thought to be an American phenomenon, it is now a central form of state action in every part of the world, including Europe, Latin America, and Asia, and it is at the core of much international lawmaking. In Comparative Law and Regulation, original contributions by leading scholars in the field focus both on the legal dimension of regulation and on how this dimension operates in those places that have turned to regulation to meet their obligations.

Chapter 14: The troubling conjunction of public and private law

Peter L. Strauss

Subjects: law - academic, comparative law, regulation and governance

Extract

Throughout the world, official legal texts commonly take one of four forms that can be represented in the following way: Foundational document(s) Enactments by a representative legislature Executive regulation (subsidiary legislation) Guidance documents concerning regulatory compliance Foundational document(s)—that is, a singular constitution or, as in the European Union (EU), increasingly elaborate treaties—are unique in the legal order. They support and establish its most basic institutions and procedures; they are verbally general and compact, adopted by particularly demanding procedures, and difficult of amendment. Legislation, in the western democracies, is produced in moderate volume by elected representative bodies, such as parliaments or the American Congress. Legislation creating regulatory regimes commonly sets the general aims to be achieved, but leaves the determination of particulars to elements of executive government—to departments and public agencies in the United States, to ministries and public agencies in parliamentary systems. Executive regulations, the secondary or subsidiary legislation agencies produce under legislative authority and in considerably greater volume, are documents that, if valid, also have the effect of statutes. As in the United States, these regulations may be the product of public, participatory procedures; or they may, as elsewhere, be more informally produced. In either event, two characteristics are common—there may be a question whether the legislation has adequately instructed the secondary legislator (the “delegation” problem); and the secondary legislation, once adopted, will be published and available in the same manner as is all public law in the jurisdiction.

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